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  1. #1
    Senior Member Reputation points: 64261
    Join Date
    Oct 2020
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    126

    Quote Originally Posted by Kevin Henry-Seacoast View Post
    Nice-Both brokerage firms mentioned in this thread have been EXPELLED.....yes EXPELLED by FINRA and have multiple disclosures.
    Literally 40% of this industry man.

  2. #2
    Banned Reputation points: 3393
    Join Date
    Jan 2016
    Posts
    50

    Quote Originally Posted by CT3 View Post
    Literally 40% of this industry man.
    Actually the majority I've met were broker trainees, never had a series 7

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