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03-27-2016, 06:42 PM #1
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SEC registration to do syndication
Hello all. Does anyone know if a funder needs to be SEC registered to allow an individual investor to syndicate with them on deals? I'm not talking large amounts of money (<$1mln). Obviously if a company is offering debt or equity, that might require SEC registration, but since cash advances are technically neither, my hunch is that SEC registration is not required? Thanks.
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