Results 1 to 25 of 179
Hybrid View
-
07-28-2020, 04:42 PM #1
What the SEC and Dept of Finance has been angling for is that syndication through multiple sources, ESPECIALLY individuals, constitutes a sale of securities to unsophisticated investors. Once you have enough "investors" tallied, you need to register as a investment fund & are therefore bound by their rules and regulations. Write these agencies off if you want, but they will keep coming, and then join forces with local DAs....until they get you
-
07-28-2020, 05:52 PM #2
Yea, just like they got what they wanted by regulating the OTC derivatives market, puh-lease. They will go after only low hanging fruit that doesn't resist their arbitrary encroachment. Their M.O. is always the same, they only go after those who compete with their paymasters; the banks.